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Historical Materialist Dialectics

DaVinci vitruviawith_pyramid

Question “The only experience that I have with dialectics is a horrible essay that I had to write at university about Mozart and Beethoven. I’ve never really understood what dialectics means, except that it’s a great word to use when pretending to be intellectual over a cup of coffee. Most other people don’t really seem to understand the concept either, but would prefer not to admit it. I know this as I regularly drop it into conversations and no one has pulled me up on it yet.. see emperor’s new clothes post!”

Dialectics – What is it, what are examples of it?

by Keza 2004

I mentioned in The relation between materialism and idealism topic that materialist philosopher Daniel Dennett doesn’t mention the word dialectics – so in reading Dennett I’ve been looking out for what language he uses when describing concepts that are dialectical.

I’ve found one instance – he uses words like paradoxical to describe the problem and then in detailing his solution says things like, “this is not paradoxical at all”

An example is that Mother Nature / Evolution has no foresight and yet has managed to create humans who have foresight.

• Re: progress and dialectics

Posted by keza at 2004-12-28

The best laid plans of mice and men…. if practically everything that we do results in something not intended then why do we plan, why do we struggle, why do we try to move the world in a certain direction?

When Engels wrote that consciously willed actions often result in quite unintended consequences I think he was disputing the Hegelian idea that history is “the gradual realisation of ideas”. His point was that what happens in history comes about not as a direct result of abstract ideas, wishes, intentions (and so on) but is governed by ‘inner laws’ – ie what is possible (and therefore real and rational) in a given epoch. Movements don’t arise just because someone comes up with a good or bad) idea and manages to convince lots of people to follow them. Movements for change arise out of material conditions – the possibility for change is present and that opportunity is seized. The ideology in which the movement is clothed is (somewhat) secondary.

“The distinction should always be made between the material transformation of the economic conditions of production … and the legal, political, religious, aesthetic or philosophic — in short, ideological — forms in which men become conscious of this conflict and fight it out.”

karl-marx

Marx: Contribution to the Critique of Political Philosophy (1859)

An example is the idea of “equality” in the bourgeois democratic revolution. The idea that “all men are created equal” stood in direct opposition to the feudal belief that all men are most definitely not created equal. The growth of capitalism made it not only possible but also necessary for the idea that rulers are made rather than born to take hold. Thus on a conscious level the motivation for bourgeois revolution was belief in ‘liberty, equality and fraternity’ but at a more fundamental level, the revolution was driven by the necessity to liberate the productive forces from the constraints of feudalism. That reason (or motivation) was only dimly appreciated however.

engels

Friedrich Engels wrote in 1893 that:

“Ideology is a process accomplished by the so-called thinker. Consciously, it is true, but with a false consciousness. The real motive forces impelling him remain unknown to him; otherwise it simply would not be an ideological process. Hence he imagines false or seeming motive forces.

I don’t think this means that bourgeois revolutionaries didn’t really believe in liberty, equality, fraternity – or that the battles they fought weren’t really for these things. We all know (except perhaps for the pseudo left) that as a result of the democratic revolution we have freedoms and rights that were hardly even dreamed of previously. However the ideas themselves weren’t the driving force – these ideas could only take hold because the material conditions were crying out for them (so to speak).

I think what bothers a lot of people is the feeling that perhaps this means that what they as individuals actually do doesn’t really matter – that somehow we are all carried along by a tide of “underlying forces” , that we are seized by ideas rather than seizing them ourselves etc etc. Engels refuted this when he said “freedom is the recognition of necessity” (Anti Duhring?) … once we come to understand “how things work” – “the rules of the game” then we do have a real chance of using our understanding to influence the course of history. Engels’ Letter to Franz Mehring in Berlin is interesting in this respect.”

He starts by pointing out that both he and Marx tended to neglect the role of ideas/ consciousness in bringing about change…

“Marx and I always failed to stress enough in our writings and in regard to which we are all equally guilty. That is to say, we all laid, and were bound to lay, the main emphasis, in the first place, on the derivation of political, juridical and other ideological notions, and of actions arising through the medium of these notions, from basic economic facts. But in so doing we neglected the formal side – the ways and means by which these notions, etc., come about – for the sake of the content. This has given our adversaries a welcome opportunity for misunderstandings and distortions…..”

and later:

“Hanging together with this is the fatuous notion of the ideologists that because we deny an independent historical development to the various ideological spheres which play a part in history we also deny them any effect upon history. The basis of this is the common undialectical conception of cause and effect as rigidly opposite poles, the total disregarding of interaction. These gentlemen often almost deliberately forget that once an historic element has been brought into the world by other, ultimately economic causes, it reacts, can react on its environment and even on the causes that have given rise to it.”

No time to write any more now!! I’ll finish with a quote I quite like though:

“Men make their own history, but they do not make it just as they please; they do not make it under circumstances chosen by themselves, but under circumstances directly encountered, given and transmitted from the past. The tradition of all dead generations weighs like an Alp on the brains of the living…. “
(Marx: The Eighteenth Brumaire of Louis Napolean)

end Keza

Posted by kerrb at 2004-12-19 01:54 AM

More about the usefulness of dialectics, being a bit more specific about it than in my previous reply to sally.

1) socialist / not socialist dialectic

A few years ago (maybe 20) I went to a debate where someone from the pro-Soviet so called communist party was arguing that the Soviet Union was still a socialist country. This person was so wrapped up in the details and scope of his argument that I could see that no single point could be made in question time that could possibly persuade him that he might be wrong. I wanted to support the case that the Soviet Union wasn’t socialist and so was racking my brains for a question that might get through, if not to the speaker, then at least to the audience.

What I thought of and asked the pro-Soviet speaker was: ” Are there any possible circumstances that might arise in the future which would persuade you that the Soviet Union was no longer socialist?”

To the amusement and bemusement of some of the audience, he replied, “No, the Soviet Union will always be socialist”

2) progressive / reactionary dialectic

I think a similar sort of point can be made to the pseudo-left in connection to the US invasion of Iraq.

In my view it’s pretty straightforward that the US has led a campaign to overthrow the fascist government of Saddam Hussein and is now proceeding to help Iraqis create a democratic government. That has to be progressive.

Because historically US Imperialism has been very reactionary, as exemplified by the Vietnam war and much more, there are now many people in the world who seem incapable of conceptualising that the US could possibly do something progressive. It’s always possible for these people to point to bad things that the US does – there is no shortage of examples.

Maybe part of the problem is that they have an ingrained black and white, non dialectic world view, which implicitly denies the very possibility that the US could do something progressive.

I’m not saying that thinking dialectically is a substitute for studying the details of processes in detail – including the details of what the Soviet Union became historically and the details of what is happening in Iraq and the Middle East. But that having the concept of dialectics (the coexistence of opposites in things) might help prevent falling into the rigid black and white thinking illustrated in the two examples above. If some people can’t even conceptualise that it might be possible for US Imperialism today to do something progressive then no amount of detail is going to change their mind about Iraq. Their thinking is dogmatically stuck at another level to do with their whole world view. I’m arguing that studying dialectics is useful because it helps us keep our minds open to these possibilities.

Here’s a paragraph from Dennett:

“One of the standard (and much needed) correctives issued to those who study evolution is the old line about how natural selection has no foresight at all. It is true, of course. Evolution is the blind watchmaker, and we must never forget it. But we shouldn’t ignore the fact that Mother Nature is well supplied with the wisdom of hindsight. Her motto might well be “If I’m so myopic, how come I’m so rich?” And while Mother Nature is herself lacking in foresight, she has managed to create things – us human beings, preeminently – who do have foresight, and are even beginning to put this foresight to use in guiding and abetting the very processes of natural selection on this planet. I occasionally encounter even quite sophisticated evolutionary theorists who find this paradoxical. How could a process with no foresight invent a process with foresight? One of the main goals of my book “Darwin’s Dangerous Idea” was to show that this is not paradoxical at all. The process of natural selection, slowly and without foresight, invents processes or phenomena that speed up the evolutionary process itself – cranes, not skyhooks in my fanciful terminology – until the souped up evolutionary process finally reaches the point where explorations within the lifetime of individual organisms can affect the underlying slow process of genetic evolution, and even, in some circumstances, usurp it.”
– Freedom Evolves, page 53

So, this illustrates that one can think dialectically without formally studying dialectics or even using the word dialectic. Dennett’s ability to do this would presumedly arise out of his deep study of the science of evolution combined with his materialistic philosophy.

In dialectical language no foresight and foresight would constitute a unity of opposites and in the process of development one can transform into the other. I think this way of looking at it is preferable to Dennet’s apparent paradox that turns out not to be a paradox.

But it’s probably more important to really study the topic deeply (in this case, evolution) than just to be able to spout the magic words. But I also believe that it’s important to study dialectics itself (Mao, Hegel etc.) because this creates an awareness or sensitivity to possibilities of things turning into their opposite that we otherwise might not even notice – it has the potential to make our thinking more fluid and flexible.

end post

Posted by kerrb at 2004-12-19

Dialectics is the co-existence of opposites in everything, nature, mind, society. I’ll explain by reference to something said in The Emperor’s New Clothes thread:

Think of all the people scared to speak in public, or scared to admit how they feel about something, or someone! I know for a fact that my private side is very different from my public face. So in my opinion this is a ‘problem’ that stretches right across the board, it’s not just in intellectual circles. People in general are afraid to speak their minds! Me too, so afraid that I don’t want to post this, but I will anyway.

What you are saying here is full of dialectics IMO. You talk about fear of speaking out and feeling compelled to speak out coexisting in your mind. Both of these opposites co-exist side by side. In some circumstances the fear might be stronger and you don’t speak. In other circumstances the compulsion to speak out might be stronger.

I think it’s fair to say that these opposite tendencies exist in everybody and so we are talking about something that is universal.

So, by contrast, what would be a non dialectical way of looking at this? We might view some people as always speaking out, the sort of people we wish would shut up sometimes. We might view other people as never speaking out, the sort of people that we don’t know what they are thinking. We might form black and white opinions about people with these extreme tendencies and as a result lose our curiosity, for example, not notice that a normally garrulous person has gone quiet in certain circumstances.

But of course there are no people like either of these two extremes. Although some people speak too much and others hardly at all these are just tendencies across the spectrum of possibilities. In reality, the two opposite tendencies coexist within everyone.

I’ve just taken one example of dialectics here from something you wrote in order to explain the idea. But whatever you are thinking about or studying I would argue that you can always conceptualise opposites that coexist within that thing. At the least I think it’s a very handy way to think about things because it can open up new ways of looking at something.

living with offence

Kindly Inquisitors: The new attacks on free thought (1993) by Jonathan Rauch

Frances Widdowson published a review (The Kindly Inquisitors), some time ago, of this book on her blog. I haven’t read the book but I like her review. These brief notes are based on her review.

In our civilised democratic society (not Iran, China, North Korea etc. where different forms of Fundamentalism are the main problem), the modern day equivalent of the Inquisition are the philosophies of Egalitarianism and Humanitarianism

ie. the principle of the Inquisition was that people with wrong or hurtful opinions ought to be punished for the good of society

Egalitarianism – the beliefs of all sincere people deserve equal respect
Humanitarianism – one must never offend

Taken separately and in particular when combined these outlooks undermine the pursuit of scientific truth by introducing a variety of mental and ideological barriers to free and open discussion. This is explained more in the review.

It is essential to learn the hard discipline of living with offence that will inevitably follow from this approach rather than fudging the quest for truth out of fear of offending others or being offended ourselves. Words might offend but as long it remains just words then we need to accept it and either argue back or move on, not try to censor it and to reject philosophies which attempt to censure open, vigorous discussion

uncomfortable science

Uncomfortable Science

In her new blog Nicole Pepperell points out that a scientific approach requires epistemological humility but this does not preclude scathing critique and social activism. The nature of the scientific approach requires both.

It will likely be counter-intuitive for many readers for me to suggest that Marx’s work operates from a similar standpoint of humility – a similar sense of the boundedness and limitations of our present time – encased in a scathing critique of the so-called “scientists” of Marx’s own time, who claimed to be able to find a solid and incontestable ontological ground for their fleeting “discoveries”, who pretended to elevate short-term insights of a particular historical configuration – as if these had always and ever been the implicit and latent truths of material nature or human history. In Marx, this sense of humility – this awareness of our boundedness to our own time – did not stand in the way of a present-day commitment to practical transformation: it was instead its very basis. But even revolutionary transformation stands at a kind of event horizon – obliquely reaching forward with sensibilities engendered in our own moment, grasping for gratifications we have been socialised to desire – but in the process creating a new world, whose sensibilities and desires are necessarily opaque to us.

What is the nature of Marx’s contribution to the scientific world view? I’m looking forward to more discussion of this question.

On the correlation between Noel Pearson’s and Mao Zedong’s dialectical outlook

I’m not saying that Pearson has even read Mao. I wouldn’t know. I suspect he hasn’t because he has invented his own terminology, which is different from classical marxist terminology. This is not unusual. Dialectics has been discovered and rediscovered many times in parallel fashion. eg. quite a few scientists employ some sort of dialectical method.

Mao’s explanation of dialectics is the clearest that I’m aware of. Partly because of that I see it as a useful exercise to outline the connection between Pearson’s philosophy and Mao’s. The fact that Pearson has invented his own independent terminology – and in all likelihood has come to his philosophy by a different pathway – makes the comparison all the  more interesting. “Great minds think alike” – or something like that.

Most of the quotations below come from the following two essays:

White guilt, victimhood and the quest for a radical centre by Noel Pearson (2007)
On Contradiction by Mao Zedong (1937)

Dialectics as the way in which things develop

Mao:

The fundamental cause of the development of a thing is not external but internal; it lies in the contradictoriness within the thing

Qualitatively different contradictions can only be resolved by qualitatively different methods

This dialectical world outlook teaches us primarily how to observe and analyse the movement of opposites in different things and, on the basis of such analysis, to indicate the methods for resolving contradictions

Pearson:

My contentions are these. First, it is important to correctly identify the fundamental dialectical tensions that define human policy and political struggle. Second, the resolution of each of these tensions lies in their dialectical synthesis, and not through the absolute triumph of one side of a struggle or a weak compromise. Third, other subsidiary struggles fall out of these classical conflicts. Fourth, complexity arises because questions of human policy are not confined to the neat and isolated categories of a ten‐point list. Rather, they involve a number of tensions simultaneously

Importance of all sided, concrete analysis and the identification of the principal contradiction

Mao:

Lenin … said that the most essential thing in Marxism, the living soul of Marxism, is the concrete analysis of concrete conditions … Without concrete analysis there can be no knowledge of the particularity of any contradiction

Lenin said:

“… in order really to know an object we must embrace, study, all its sides, all connections and “mediations”. We shall never achieve this completely, but the demand for all-sidedness is a safeguard against mistakes and rigidity”

There are many contradictions in the process of development of a complex thing, and one of them is necessarily the principal contradiction whose existence and development determine or influence the existence and development of the other contradictions … in studying any complex process in which there are two or more contradictions, we must devote every effort to finding its principal contradiction

Pearson:
Aboriginal people are faced with a wide variety of problems – substance abuse,  dependency on passive welfare, racism, dispossession and trauma.

Out of this variety of issues Pearson identifies the main problems of the aboriginal people as substance abuse and dependency on passive welfare

He doesn’t reject or dismiss the importance other problems (racism, dispossession and trauma) but he does distinguish clearly between the current main problems and the longer term historical legacy, putting these latter problems in a secondary position for now.

“When abusive behaviour is deeply entrenched in our communities it is not the material destitution , the social ills and historical legacy that fuel the abuse epidemics. It is the epidemics that perpetuate themselves.”
On the human right to misery, mass incarceration and early death (October 2001).

This analysis gives hope and real guidance because it means aboriginal and white people can get on with tackling real and urgent issues rather than becoming passive (paralysed by the complexity) and possibly guilty about a huge morass of unresolved issues. Pearson rejects “symptom theory thinking”, that the main reason for substance abuse is the despair, hopelessness, social dislocation of aboriginal communities and other “underlying causes”. He identifies such thinking as a real problem, causing paralysis.

Identity of opposites (Mao); pyramid and radical centre (Pearson)

Mao’s identity of opposites:

Lenin said:

“Dialectics is the teaching which shows how opposites can be and how they happen to be (how they become) identical–under what conditions they are identical, transforming themselves into one another,–why the human mind should take these opposites not as dead, rigid, but as living, conditional, mobile, transforming themselves into one another”

It is only the reactionary ruling classes of the past and present and the metaphysicians in their service who regard opposites not as living, conditional, mobile and transforming themselves into one another, but as dead and rigid, and they propagate this fallacy everywhere to delude the masses of the people, thus seeking to perpetuate their rule

Pearson’s pyramid and radical centre metaphors:

We are prisoners of our metaphors: by thinking of realism/pragmatism and idealism as opposite ends of a two‐dimensional plane, we see leaders inclining to one side or the other. The naïve and indignant yaw towards ideals and get nowhere, but their souls remain pure. The cold‐eyed and impatient pride themselves in their lack of romance and emotional foolishness: pragmatism and a remorseless Kissinger‐esque grasp of power make winning and survival the main prize every time. Those who harbour ideals but who need to work within the parameters of real power (as opposed to simply cloaking lazy capitulation under the easy mantle of righteous impotence) end up splitting the difference somewhere between ideals and reality. This is called compromise. And it is all too often of a low denominator.

I prefer a pyramid metaphor of leadership, with one side being realism and the other idealism, and the quality of leadership dependent on how closely the two sides are brought together. The apex of leadership is the point where the two sides meet. The highest ideals in the affairs of humans on Earth are realised when leadership strives to secure them through close attention to reality. Lofty idealism without pragmatism is worthless. What is pragmatism without ideals? At best it is management, but not leadership …

Idealism and realism in leadership do not constitute a zero‐sum game. This is not about securing a false compromise. It need not be a simple trade‐off where one splits the difference. The best leadership occurs at the point of highest tension between ideals and reality. This is the radical centre. If the idealism is weaker than the realism, then optimum leadership cannot be achieved. And vice versa. The radical centre is achieved when both are strong

Development is uneven, equilibrium is always temporary

Mao:

In any contradiction the development of the contradictory aspects is uneven. Sometimes they seem to be in equilibrium, which is however only temporary and relative, while unevenness is basic. Of the two contradictory aspects, one must be principal and the other secondary. The principal aspect is the one playing the leading role in the contradiction. The nature of a thing is determined mainly by the principal aspect of a contradiction, the aspect which has gained the dominant position…. Nothing in this world develops absolutely evenly; we must oppose the theory of even development or the theory of equilibrium

Pearson:

“… it is difficult for the same actor to play several roles in the dialectical process. It is possible for the same person to have an overall intellectual analysis, but practical politics and the production of theory are not the same thing. For example, in a socially and economically successful country, there is competition between interests and forces which represent capitalist principles on the one hand, organisations which represent communal and socialist ideas on the other, and inspired political leaders who perform the synthesis between these contradictions. It is possible for an individual to have an intellectual appreciation of this, but that individual can hardly play all three roles …

I will finish by setting out some reflections on my experience of driving an agenda of rights and responsibilities in Indigenous policy. By the end of the last millennium, it was not possible to continue in this area without facing up to the gaping responsibility deficit. It was a deficit of which I had long been aware, but the prevailing currents were averse to this particular R word. Two other Rs – rights and reconciliation – were ruling. I have never doubted the correctness of our claim to rights; I have made a contribution to the struggle for the rights of my people in Cape York Peninsula, and have continued this contribution. Our rights to our traditional lands, to our languages and our cultures, our identities and traditions are a constant part of our work for a better future for our people.

When I decided that we could no longer go on without saying that our people held responsibilities as well as rights, is was not a repudiation of rights. It was just that all of the talk, all the advocacy, all the analysis, all the leadership, and all the policy and politics was about rights. There was no talk about responsibility. So when we talked about child malnutrition, we spoke of the rights of the children and the responsibility of governments, but we didn’t talk about the responsibilities of parents. We didn’t ask “how come children are malnourished?” It can’t be because the parents have no money, because in Australia the government provides money to all those who don’t have an income. It can’t be because there is no food available – there are shops in these communities where the malnourished children live, as well as bush food.

There was a widespread refusal to even think about responsibility. If there were no practical consequences to our failure to talk about responsibility – and strong strategic reasons not to make the responsibility concession to the political right – then this situation could have continued. But there are practical consequences galore! It is simply not possible to see how any social or economic problem can be solved, or opportunity seized, if we don’t first accept responsibility. No progress can be made without filling the gaping deficit.

My view is that the main reason why people have refused (and still refuse) to talk about responsibility is not for strong strategic reasons, but because they actually believe that better health and better education and better housing and better life expectancy and better survival of traditional languages are rights that can be enjoyed if other people – specifically governments, but also the wider society – take the necessary actions to make them materialise. It amounts to this absurdity: my rights depend on you fulfilling your responsibilities to me. Who in world history has ever been saved by anyone in the way we hope whitefellas will save our people?”

Any thoughts about these and / or other principles of dialectical philosophy and how they can or should be applied to the current local or world situation? eg. What is the principal contradiction in the world today?